500Module 1 of 6
Beauty Packaging Systems
Tubes, pumps, jars—primary and secondary considerations, decoration, and product compatibility.
20 minutes
beautyModule Content
1. Executive Summary
The 7 most important insights
- Regulatory baselines have shifted. EU’s new Packaging & Packaging Waste Regulation (PPWR)is in force (Reg. (EU) 2025/40), with general application from 12 Aug 2026. It hard‑codes recyclability, recycled content, and waste‑reduction requirements that push beauty toward mono‑ material designs (PE/PP) and away from complex assemblies. [1]
- US MoCRA now governs cosmetics. Facility registration and product listing are live; fragrance‑allergen labelingis progressing via FDA rulemaking (timelines in the Unified Agenda). Expect label reworks once FDA finalizes allergen list/thresholds. [2]
- EU allergen labels expand dramatically. Reg. (EU) 2023/1545 adds 56 allergens to Annex III with long transition periods (legacy SKUs comply by 31 July 2028). Audit perfume/essential‑oil inputs and update INCI disclosures. [3]
- EPR fees are real P&L line items. UK EPR base fees invoice from Oct 2025 (for 2024 data), and UK Plastic Packaging Tax is £223.69/tonne from 1 Apr 2025for plastic < 30% PCR. US state EPR (OR live 2025; ME/CO/CA phasing) adds reporting and eco‑modulation pressure. [4]
- Recyclability pathways exist but are specific. APR, RecyClass, OPRL, and How2Recycle provide do/don’t lists. HDPE tubes with controlled EVOH and HDPE caps/shoulders can be compatible with HDPE recycling; many pumps remain problematic unless metal‑free / mono‑material designs are used. [5]
- Compatibility first, design second. Essential oils, solvents, acids, and preservatives can craze PET/PMMA, attack elastomers, or corrode springs. Airless & contact‑surface material choices matter as much as brand aesthetics. Verify via bench compatibility + ASTM D3985/F1249. [6]
- E‑commerce + DG realities. Perfume/high‑alcohol formats are UN1266 Class 3 flammable liquids; shipment often uses Limited Quantity provisions. Pair ISTA 3A / 6‑Amazon with ADR/IATA. [7]
3–5 recommended actions for designers
- Standardize on mono‑material builds (PE/PP) for tubes & caps; explore metal‑free pumps; run APR/RecyClass checks at concept stage. [5]
- Build a claims/label change pipeline for EU allergens and US MoCRA allergens; refactor INCI templates to absorb longer lists. [2, 3]
- Instrument EPR cost forecasts per component (material, colorants, labels, pumps) across US/EU/UK; test swap scenarios. [4]
- Codify compatibility testing (accelerated aging + ASTM D3985/F1249) before committing to elastomers/springs/inks. [6]
- E‑commerce‑proof the pack (ISTA 3A / 6‑Amazon) to cut D2C damage and returns.
Key risks (12–24 months)
- Label reworks (EU allergens; US MoCRA) compress artwork timelines.
- PPWR recyclability grades alter acceptable designs from 2026–2030+.
- Ongoing UK EPR/PPT drive unplanned cost; US EPR ramps.
2. Definitions & Concepts
- Primary packaging — Direct contact (tube body, pump/valve, jar & closure).
- Secondary packaging — Cartons/inserts that group/protect primary packs.
- INCI — Ingredient naming convention for cosmetics.
- PAO symbol — Open‑jar icon with months of safe use (EU/UK). [8]
- EPR — Producer pays for end‑of‑life management of packaging.
- APR / RecyClass / OPRL / How2Recycle — Recyclability design & labeling bodies.
- OTR/WVTR — Oxygen/Water vapor transmission; typically ASTM D3985 / F1249.
- PPWR — EU 2025/40 replacing 94/62/EC.
- GMP (ISO 22716) — Cosmetics manufacturing practices. [8]
Concept map (bullets)
- Regulatory envelope (EU 1223/2009, US MoCRA, UK retained law) → Label/claim rules (EU 655/2013; FTC Green Guides) → Artwork/layout (GS1, FPLA).
- Format choice (tube/pump/jar) ↔ Product properties (pH, solvents, oils, viscosity, actives) ↔ Contact materials (PE/PP/PET, elastomers, springs) ↔ Compatibility tests (aging, OTR/WVTR).
- Sustainability (APR/OPRL/How2Recycle/CEFLEX) → Design rules (mono‑material, labels/inks) → EPR fees (UK/US) → Claims & substantiation.
3. Standards, Regulations, and Governance
3.1 Authoritative overview (US/EU/UK)
- EU: Cosmetics Reg. (EC) 1223/2009 (PIF, RP, labeling). GMP via ISO 22716. Claims: Reg. 655/2013. Fragrance allergens: Reg. (EU) 2023/1545 (+56 allergens; transitions). Packaging: PPWRin force (application Aug 2026) with recyclability grades and reuse targets. [8, 3, 1]
- UK: Retained 1223/2009 (OPSS guidance), EPR base fees Oct 2025, PPT £223.69/t (<30% PCR) from 1 Apr 2025, OPRL for on‑pack recyclability. [4]
- US: MoCRA adds registration/listing, SAE reporting, GMP rulemaking, and fragrance‑allergen labeling. Labeling under 21 CFR 701/740 and 16 CFR 500; environmental marketing per FTC Green Guides (update in progress). [2, 9]
3.2 What differs by region (snapshot)
Topic | EU | UK | US |
---|---|---|---|
Cosmetic base law | Reg. (EC) 1223/2009 | GB retained 1223/2009 (OPSS) | FD&C Act; MoCRA (2022) |
GMP | ISO 22716 (harmonized) | ISO 22716 referenced | FDA GMP rulemaking under MoCRA |
Claims | Reg. 655/2013 common criteria | Mirrors EU criteria | FTC Green Guides; NAD case law |
Fragrance allergens | +56 (Reg. 2023/1545) with 2028 transitions | Following GB policy (watch OPSS) | Forthcoming FDA list via MoCRA |
Packaging law | PPWR 2025/40 (applies Aug 2026) | UK EPR & PPT | State EPR (OR 2025; ME/CO/CA phasing) |
Recyclability labeling | Country‑specific; GS1 + national schemes | OPRL rules | How2Recycle + state constraints (e.g., CA SB 343) |
3.3 Known upcoming changes (watchlist)
- EU PPWR implementing acts for recyclability performance grades (from 2026).
- US MoCRA: final GMP and fragrance‑allergen labeling rules (post‑comment).
- UK EPR: fee modulation/RAM and PPT indexation (2025–2026).
4. Evidence Base & Benchmarks
Evidence note: Barrier numbers vary by grade, thickness, RH/temperature, and orientation. Treat below as screening ranges; confirm with supplier data and lab tests to ASTM D3985 (OTR) and F1249 (WVTR).
Material (film) | OTR (cc/m²·day·atm) | WVTR (g/m²·day) | Notes |
---|---|---|---|
HDPE | Order: tens–hundreds (grade‑dependent) | ~4.7–7.8 @1 mil | WVTR per typical converter tables; confirm grade. |
PP (cast) | Similar order to PE | ~9–11 @1 mil | WVTR typically higher than HDPE at same gauge. |
PET (biax) | Often lower OTR than PE/PP | ~16–20 @1 mil | WVTR higher than HDPE at 38 °C/90% RH. |
EVOH | Very low OTR (excellent) | 22–124 @1 mil | OTR depends on ethylene content & RH; WVTR high. |
Dispenser (pump) outputs & features (indicative)
Pump type | Typical dose/stroke | Notes |
---|---|---|
Lotion pumps | ~0.7–4.0 mL | E.g., Silgan ReVive 2 cc & 4 cc; recyclability‑acknowledged designs exist. |
Fine‑mist/serum | ~0.1–0.3 mL | Often metal springs; seek metal‑free or PE pathways (e.g., Aptar Future). |
Tube technology benchmarks
- HDPE tubes + HDPE caps/shoulders with controlled EVOH: compatible with HDPE recycling per APR/RecyClass when design conditions are met (density, label/ink, barrier %). [5]
- Precedent: Colgate’s HDPE toothpaste tube (APR recognition, 2019) scaled; demonstrates sortability and downstream processing potential.
Neck finishes & torque
Common continuous thread finishes (e.g., 24‑410) trace to GPI/GCMI dimensions; validate against supplier prints for thread depth/land width and liner compression. Evidence is often behind paywalls—rely on converter drawings.
5. Design & Production Implications
Format trade‑offs (screening)
Format | Strengths | Risks / Watch‑outs |
---|---|---|
Tube (HDPE/PBL) | Light, squeezable; good dose; HDPE pathway exists. | EVOH % limits; inks/labels affect class; shoulder/cap resin match critical. |
Pump (dispensers/airless) | Hygienic dosing; airless protects actives; e‑com‑ready options. | Springs/elastomers compatibility; recyclability blocked unless metal‑free/mono‑PE; cost. |
Jar (PP/PMMA/Glass) | Simple UX; wide opening; refill concepts. | Open‑mouth contamination; PMMA ESCR risks; glass weight/breakage. |
Manufacturability & artwork
- Metallization/heavy foils/dark masterbatches can harm detectability—check APR/OPRL rules.
- Prefer polyolefin labels/adhesives on HDPE; avoid PETG sleeves unless perforated.
- Use GS1 x‑dim tables; consider tube curvature for scan performance.
- Validate via ISTA 3A (parcel) or 6‑Amazon as relevant.
Compatibility flags
- PET/PMMA may craze with alcohols/ketones/aromatics/essential oils—screen ESCR.
- Elastomers/springs must match pH, solvents, chloride; consider metal‑free pumps.
- Barriers: EVOH loses O₂ barrier at high RH—design placement; confirm via D3985/F1249.
Manufacturing note: Run filled‑pack accelerated aging (e.g., 40–50 °C, 75% RH) plus room‑temp long holds to catch ESCR, valve swell, label lift, ink bleed, odor scalping.
6. Sustainability & Compliance Considerations
Recyclability guidance & on‑pack labels
- US/APR: Follow APR Design® Guide for HDPE/PP containers & tubes; density < 1.0 for PE.
- EU/RecyClass: Tech approvals for HDPE tubes + HDPE caps with controlled EVOH show full compatibility when design levers are met.
- UK/OPRL: Pumps/trigger sprays typically not recyclable unless certified; often instruct “remove pump.”
- US/How2Recycle: Many pumps are “Not Yet Recyclable”; tube claims depend on specific constructions.
Claims watch: EU Reg. 655/2013 common criteria; US FTC Green Guides interpretations; stay conservative on pumps/laminates.
EPR & fee levers
- UK: Report 2024, pay base fees Oct 2025; PPT £223.69/t from 1 Apr 2025 for plastic < 30% PCR.
- US: OR operational 2025; ME rules adopted Dec 2024; CO/CA plans/rules in 2025–2026.
Claims risk
- Avoid “biodegradable/compostable” without certification & access.
- Avoid “recyclable” on pumps unless substantiated (access + sortability + reprocessing).
7. Workflow & Tooling (for PDA tools)
Checklists (abbreviated)
- Print‑ready: GS1 barcode x‑dim & quiet zones; INCI order; EU allergens; net quantity by region; RP address; batch/PAO; warnings (21 CFR 740).
- Pre‑press: Tube curvature distortion map; inks/foils align to APR/RecyClass rules.
- Recyclability: Body/cap resin match; polyolefin labels; sleeve perforations; metal‑free pump? OPRL/How2Recycle alignment.
- Compliance: EU PIF; MoCRA listings; GMP (ISO 22716) SOPs.
- E‑commerce: ISTA 3A/6‑Amazon pass; DG check for perfumes (UN1266).
Decision trees (sketch)
- Label stock/adhesive: If substrate PE/PP → polyolefin label + wash‑off compatible PSA → full sleeve? add perforations → else direct print with preferred inks.
- Select pump: Solvents/salts/acids present? → avoid metal springs → pick metal‑free/PE → dose ≥ 1 mL? lotion pump; sensitive actives? airless; need recyclability claim? mono‑PE route.
- Tube barrier: O₂‑sensitive actives? → add EVOH within thresholds + light‑shield; else prefer mono‑PE.
Calculator blueprints
- Yield (tubes/labels): inputs (web width, repeat, trim); outputs (#‑up, m²/SKU).
- Barcode sizing: inputs (printer DPI, x‑dim target, curvature); outputs (min width, quiet zones).
- EPR cost model: inputs (mass by component/material/PCR%/color/recyclability grade); outputs (UK base fees + PPT; US state EPR indicative).
- Barrier screen: inputs (OTR need, RH/temp, thickness); outputs (film candidate, test spec D3985/F1249).
Template specs (to‑be)
RFQ pack fields: Resin family, PCR %, colorant class, density target (< 1.0 for PE), label/sleeve materials & adhesives, pump spring material (or metal‑free), liner/elastomer type, neck finish, dose/stroke, ISTA level, compliance artifacts (PIF, MoCRA ID).
8. Category‑Specific Guidance (Beauty)
Skin creams/serums
- Prefer airless pumps for oxidation‑sensitive actives; for jars, plan micro‑testing, PAO, and scoop accessories.
Hair oils/essential‑oil blends
- Avoid PMMA jars/caps; screen PET and PP for ESCR; select compatible elastomers (e.g., FKM where needed); validate with filled‑pack aging.
Fragrances/perfumes
- Treat as UN1266 for shipping; Limited Quantity can apply; specific marks/labels required. Secondary packaging must pass ISTA for e‑commerce.
Toothpaste/creams in tubes
- HDPE tubes with HDPE caps and controlled EVOH have validated recycling routes (APR/RecyClass). Use Colgate precedent.
9. Case Studies
Case 1 — Colgate HDPE tube (Oral Care)
Problem: Legacy laminate tubes not recyclable in bottle streams.
Approach: Multi‑grade HDPE laminate tuned for squeezability; MRF sortability trials.
Result: APR recognition (2019); scaled roll‑out; “Recycle Me” artwork.
Generalizable: viable for beauty creams/pastes with similar rheology.
Case 2 — Albéa HDPE tube + HDPE flip‑top (EU)
Problem: Achieve EU recyclability with barrier.
Approach: EVOH ~3% with PE tie‑layers; full HDPE system; RecyClass testing.
Result: Full compatibility with colored HDPE stream under conditions.
Case 3 — Metal‑free / mono‑material pumps
Problem: Mixed‑material pumps block recyclability.
Approach: Mono‑PE or spring‑less architectures (e.g., Aptar Future; Silgan ReVive).
Result: Improves compatibility with HDPE/PET recycling (acknowledgments by APR/RecyClass for certain SKUs).
10. Common Pitfalls & Red Flags
- Metal spring in otherwise PE/PP system → defeats recyclability.
- Using PMMA with oil/alcohol‑rich formulas → stress cracking/crazing.
- Large paper labels on HDPE tubes → density/adhesive issues; prefer polyolefin labels.
- Assuming fragrance allergen list is 26 → EU now +56; US list pending.
- Barcodes too small on curved tubes → GS1 x‑dim not met → scan fails.
- Ignoring DG rules for perfumes → refusals/returns; mark UN1266 properly.
- Skipping ISTA e‑commerce tests → leakage/returns increase cost & carbon.
15. References
Primary standards, regulations & official guidance
- EU PPWR — Regulation (EU) 2025/40 on packaging and packaging waste (OJ).EUR‑Lex
- US MoCRA — FDA portal (implementation status; rulemaking incl. fragrance allergens).FDA
- EU cosmetics allergen labeling — Commission Reg. (EU) 2023/1545 amending 1223/2009 (Annex III, +56 allergens).EUR‑Lex
- UK EPR & PPT — GOV.UK EPR guidance and PackUK base fees; PPT rate £223.69/t from 1 Apr 2025.GOV.UK EPRHMRC PPT
- Recyclability design rules — APR Design® Guide; RecyClass DfR & technology approvals for HDPE tubes; OPRL; How2Recycle.APRRecyClassOPRLHow2Recycle
- Barrier test methods — ASTM D3985 (OTR) and ASTM F1249 (WVTR) method overviews.ASTM D3985ASTM F1249
- ISTA — ISTA 3A (parcel) and 6‑Amazon.com overviews.ISTA 3AISTA 6
- EU cosmetics base law — Reg. (EC) 1223/2009 (cosmetics); ISO 22716 (GMP).EUR‑Lex 1223/2009ISO 22716
- US labeling — 21 CFR 701/740 (cosmetics labeling/warnings); 16 CFR 500 (net quantity statement).21 CFR 70121 CFR 74016 CFR 500
- GS1 General Specifications — barcode x‑dimension, quiet zones, placement.GS1
- Dangerous Goods (perfume) — IATA DGR/ADR UN1266 references.IATA DGR
Secondary technical & converter sources
- Silgan ReVive pump outputs & recyclability acknowledgments.
- Aptar Future mono‑PE pump (metal‑free pathway).
- Poly Print film property tables (WVTR/OTR primers).
- Colgate HDPE tube APR recognition & roll‑out notes.
Sidebars
Designer tip: If you can’t avoid a pump, specify mono‑PE metal‑freeand design for easy cap removal.
Compliance watch: EU allergens far beyond 26; US list coming—reserve panel space and version INCI accordingly.
Manufacturing note: Run filled‑pack compatibility at elevated temp/RH; lock elastomers and materials in the BOM.
Evidence gaps & how to close them
- Exact OTR needs for specific actives at cosmetic‑use RH/temps: test walls at final thickness & deco.
- Public torque/finish tolerances for pump necks: obtain supplier drawings or primary standards.
- Real‑world recyclability of pumps at MRF scale in US/UK: third‑party tests + label‑owner pre‑clearance.