Food-Contact Materials & Migration
EU 1935/2004 and FDA regs for food-contact safety: inks, adhesives, coatings, and declarations.
1) Executive Summary
- Framework vs specific measures. EU requires compliance with Reg. (EC) 1935/2004 and GMP Reg. (EC) 2023/2006 for all FCMs; only some materials (e.g., plastics 10/2011, recycled plastics 2022/1616, active & intelligent) have EU-wide specific measures. Printing inks and adhesives have no harmonised EU measure; rely on framework, GMP, national rules, and industry GMPs (EuPIA, FEICA).
- Declarations/documentation are not optional. A Declaration of Compliance (DoC) is mandatory where a specific EU measure requires it (e.g., plastics 10/2011). For non-harmonised components (inks/adhesives/coatings), adequate upstream information must flow B2B per Commission Union Guidance so downstream articles can comply.
- Migration drives risk. EU plastics set an overall migration limit (OML) of 10 mg/dm² and substance-specific SMLs; testing conditions and food simulants are specified in 10/2011 Annexes. NIAS must be assessed.
- US approach is ingredient-based. FDA regulates indirect additives by positive lists in 21 CFR Parts 174–178; new uses proceed via FCN or TOR (21 CFR 170.39). General GMP for indirect additives is at 21 CFR 174.5.
- Adhesives and functional barriers. In the US, 21 CFR 175.105 generally requires adhesives be behind a functional barrier (or limited-contact use); 21 CFR 175.125 allows defined PSA uses as a food-contact surface for limited foods.
- Coatings differ by region. US 21 CFR 175.300 governs many resinous/polymeric coatings; EU 1895/2005 restricts epoxy derivatives (BADGE/BFDGE/NOGE), and 2018/213 addresses BPA in varnishes/coatings.
- Swiss printing inks are the reference list. Swiss FDHA Ordinance Annex 10 provides positive lists for packaging inks with SML/ND entries; widely used as a benchmark where the EU lacks harmonisation.
- Require DoCs for plastics and adequate information for all non-plastic intermediates (inks/adhesives/coatings) tied to intended use (food type, time/temperature, area/ratio).
- Specify EuPIA/FEICA GMP in RFQs and supplier quality agreements; demand curing/retort validation if applicable.
- In the US, map each component to 21 CFR clearances or FCN/TOR/GRAS; document limits (food types, time/temperature).
- Swiss Annex 10 updates affecting ink raw-material eligibility/limits.
- EU FCM reform work may add horizontal rules; monitor consultations.
- GB market surveillance on documentation completeness (DoC/adequate information).
2) Definitions & Concepts
- FCM: Food-contact material/article—materials intended to contact food or reasonably expected to.
- DoC: Declaration of Compliance—formal statement of compliance (mandatory under specific EU measures like plastics 10/2011).
- GMP: Good Manufacturing Practice—EU 2023/2006 applies to all FCM manufacturing stages.
- OML/SML: Overall migration limit and specific migration limits.
- NIAS: Non-intentionally added substances—impurities/reaction products requiring risk assessment.
- FCN/TOR/GRAS (US): FDA clearance routes—Food Contact Notification; Threshold of Regulation; Generally Recognized as Safe.
- Functional barrier: Layer(s) preventing migration from components behind it into food.
- Safety requirement (1935/2004) → GMP (2023/2006) → Specific measures (10/2011 plastics; 1895/2005 epoxy; 450/2009 A&I; 2022/1616 recycled) → Testing (Annexes, simulants) → Documentation (DoC/Adequate Information) → Market surveillance.
3) Standards, Regulations, and Governance
- Framework & GMP: Reg. (EC) 1935/2004 (safety, labeling, traceability, Article 16 DoC), Reg. (EC) 2023/2006 (GMP; printing-inks annex principle that non-food-contact prints must not transfer).
- Plastics (binding): Reg. (EU) 10/2011—Union list, OML/SMLs, simulants, Annex IV DoC, Annex V migration testing.
- Recycled plastics: Reg. (EU) 2022/1616—authorization/oversight of recycling processes.
- Coatings (selected): Reg. (EC) 1895/2005 (epoxy derivatives), 2018/213 (BPA in varnishes/coatings).
- Active & intelligent: Reg. (EC) 450/2009 defines functional barrier and authorization elements.
- Printing inks & adhesives: No harmonised EU-level measure; rely on 1935/2004 + 2023/2006, Commission Union Guidance for information flow, and industry GMPs (EuPIA, FEICA).
FDHA Ordinance (SR 817.023.21) Annex 10 positive lists for packaging inks (binders, colorants, solvents, photoinitiators) with SML/ND; updates effective 2024–2025. Frequently used as a spec benchmark.
- Structure via 21 CFR Parts 174–178; 174.5 general GMP.
- Adhesives 175.105 (functional barrier) and 175.125 (PSA direct contact for limited foods).
- Coatings 175.300 (resinous/polymeric systems; extractives limits).
- Clearance via FCN or TOR (170.39) where criteria met.
- Letters of guaranty commonly used (21 CFR 7.13) though not statutory DoCs.
Retained/assimilated EU law: 1935/2004, 2023/2006, and GB version of 10/2011; FSA oversees authorisations.
Topic | EU | Switzerland | US (FDA) | UK (GB) |
---|---|---|---|---|
Printing inks | No harmonised measure; use framework+GMP; EuPIA GMP widely used. | Annex 10 positive lists with SML/ND; DoC required for inks/printed materials. | No ink-specific reg; components must be cleared under 174–178, FCN or TOR. | Retains EU approach (assimilated plastics; framework/GMP). |
Adhesives | No EU list; rely on FEICA GMP and risk assessment. | Covered by general ordinance. | 175.105/175.125 define conditions; functional barrier central. | Same as EU/assimilated. |
Coatings | EU restrictions on epoxy derivatives (1895/2005); BPA varnish rules (2018/213). | General ordinance. | 175.300 systems/limits. | Retained as per EU measures where applicable. |
4) Evidence Base & Benchmarks
- OML: 10 mg/dm²; SMLs per substance; infant applications may have additional conditions.
- Simulants: A (10% EtOH), B (3% acetic), C (20% EtOH), D1 (50% EtOH), D2 (fat/oil), E (Tenax for dry).
- DoC content: identity, date, compliance confirmation, substances with SML/OML, dual-use additives, test conditions; integrate adequate information from non-plastic intermediates per Commission Union Guidance.
- 175.105: Adhesives behind functional barrier or trace seam/edge contact within GMP; composition from listed substances.
- 175.125: Pressure-sensitive adhesives may be direct food-contact for limited foods when conditions are met.
- 175.300: Resin systems, extractives limits, and conditions of use.
- TOR (170.39): Exposure ≤0.5 ppb with criteria may exempt a substance.
- EuPIA Guideline (2023): raw-material selection, set-off/migration control, curing, hygiene/QA.
- FEICA GMP (2015): HACCP-based controls for packaging adhesives; interface with EU GMP 2023/2006.
Evidence gap: robust migration datasets for modern UV photoinitiators/oligomers across laminates; propose ring trials aligned to Annex V.
5) Design & Production Implications
- Print on the non-food-contact side; prevent set-off; verify curing and retort resistance per EuPIA.
- In US applications, place adhesives behind functional barriers unless 175.105/175.125 conditions are met.
- For coatings, confirm regulatory route (EU epoxy/BPA rules; US 175.300) and SML-driven composition limits.
- Plastics DoC + test data must reflect food type and worst-case time/temperature per Annex V; update on formulation/process change.
- Solvent vs water vs UV inks: curing depth and set-off risk differ; follow EuPIA guidance.
- Reactive adhesives (PU) vs hot-melts: potential NIAS (e.g., aromatic amines) vs performance; rely on supplier data + migration testing.
Set-off migration from printed outer to food-contact side when reels/sheets are stacked is a recurring failure mode—design lay-downs and curing to prevent it. Prefer evidence-based “food packaging compliant” over generic “low migration”.
6) Sustainability & Compliance Considerations
- Recycled plastics: EU 2022/1616 imposes controls on recycling processes; DoC should reflect recycled content and controls.
- Recyclability & inks/adhesives/coatings: Dark/metallic inks, cross-linked coatings, and aggressive PSAs can hinder sortability/deinking; align with local DfR guidance.
- Claims risk: Avoid unqualified “food safe” claims; instead state basis of compliance (e.g., “complies with 10/2011 for intended use X at Y °C / Z h; tested per Annex V”).
7) Workflow & Tooling
- Confirm intended use (food type, max time/temperature, contact mode, area/ratio).
- Obtain ink/adhesive/coating compositions and adequate information (NIAS statements, curing windows, residuals).
- Ensure GMP and hygiene controls at converter (ink kitchen segregation, set-off prevention).
- For plastics: verify DoC completeness (Annex IV fields), migration test reports/OML/SMLs, dual-use additives.
- Will adhesive contact food? If yes/uncertain (US) → check 175.125 applicability; else require functional barrier per 175.105.
- EU: Apply GMP 2023/2006, FEICA GMP, and risk assessment (migration modelling/testing).
- Build adequate information package linking to the laminate’s plastics DoC.
- Area/ratio → mg/kg conversion for OML/SML checks (use 6 dm²/kg default; adjust for small packs).
- TOR screening: estimate worst-case migration vs 0.5 ppb; if ≤ threshold and criteria met, consider 170.39 pathway.
- EU Plastics DoC (Annex IV fields) and Non-plastic “adequate information” cover sheet for inks/adhesives/coatings (identity, intended use, SML drivers, NIAS assessment, curing/retort validation).
- US Letter of Guaranty (21 CFR 7.13 suggested forms) referencing applicable 21 CFR clearances/FCNs/TORs.
8) Category-Specific Guidance
9) Case Studies (Problem → Approach → Result)
10) Common Pitfalls & Red Flags
- Using “low-migration” as a compliance claim without data; prefer evidence-backed wording.
- Missing dual-use additives and test conditions in DoCs.
- Set-off during winding/stacking; inadequate curing windows.
- US RFQs lacking explicit 21 CFR/FCN/TOR mapping per component and intended use.
- Assuming GB = EU without checking assimilated references and local enforcement expectations.
15) References
Primary: EU 1935/2004, 2023/2006, 10/2011 (+ Union Guidance), 1895/2005, 2018/213; EU 450/2009; EU 2022/1616; Swiss FDHA SR 817.023.21 Annex 10; FDA 21 CFR Parts 174–178, 170.39, 7.13. Secondary: EuPIA Guideline (2023), FEICA GMP (2015), EFSA overviews, Intergraf printer guidance.